Compliance and forensics

Sutra Management’s diverse and multi-disciplinary team of compliance professionals have managed compliance program enhancement initiatives at many of the world’s largest banks.

We have partnered with multiple leading financial institutions and their regulators to review their compliance programs and implement latest state of the art solutions.

We provide service offerings on following areas by developing automated solutions to meet customer’s requirements:

MONEY LAUNDERING

Helping financial institutions to meet local regulator requirements of reviewing and alerting any possible money laundering activities

SANCTION SCREENING

Real-time screening of the customers and beneficiaries by monitoring customer on-boarding and transaction monitoring

KYC AND CUSTOMER DUE DILIGENCE

Fulfilling the Know-your-customer requirements and carrying out a due diligence of the customer during on-boarding and periodic reviews

FATCA AND CRS REPORTING

Identification of reportable customers, generation and submission of FATCA and CRS reports to competent authorities

FINANCIAL FRAUD

Advising clients on potential fraud scenarios happening in the region and reviewing the transactions from multiple channels for potential fraud activities

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